Get more information on Wells Capital Management by viewing our in-depth profile. Wells Capital Management is a registered investment adviser with a substantial presence in the institutional investment field. Wells Capital Management Incorporated operates as an investment advisory firm. WellsCap is a registered investment adviser with the Securities and Exchange Commission and is not a Markets in Financial Instruments Directive (“MiFID”) entity; however, it is obligated by contract to manage certain client accounts in accordance with MiFID II regulations. Currently Wells Capital Management is also a Broker-Dealer or is affiliated with one. Wells Capital Management, registered in 1984, serves 50 state(s) with a licensed staff of 421 advisors. Asset management can be a deep subject for a shallow mind, but Wells Capital Management (WellsCap) has it all under control. Menu & Reservations Make Reservations . WellsCap is a direct wholly-owned subsidiary of Wells Fargo Asset Management Holdings, LLC, which is an indirect wholly-owned subsidiary of Wells Fargo & Company ("Wells Fargo"), a publicly traded financial services company. Wells Capital Management in Boston, MA. Investment products and services are offered through Wells Fargo Advisors. A free inside look at company reviews and salaries posted anonymously by employees. Others named Trevor Lavin. careerbuilder. Check it out Today! Andrea Almeida Mack, CFA Managing Director, Consultant Relations at The TCW Group. For the most up-to-date information, please view the applicable SEC and FINRA reports above. (949) 718-9701. computer To file a complaint or dispute with this firm, please fill out the SEC Investor Complaint Form. While this may seem like an attractive compensation structure to ensure your advisor is making your money work for you, often, the managers of those products are incentivized to take inappropriate risks to beat their performance benchmark. Learn more. The company's filing status is listed as Active and its File Number is C1077391. Search results are sorted by a combination of factors to give you a set of choices in response to your search criteria. MiFID II regulations require investment firms to publish for each class of financial instrument, a summary of the analysis and conclusions they draw from their detailed monitoring of the quality of execution obtained on the execution venues where they executed all client orders in the previous year. 1 Reviews (414) 359-3400. Claim this business. We have the resources and backing of our parent company, Wells Fargo Bank, N.A., and the operational freedom to manage our business as a leading independent institutional investment manager. Print Report. Wells Fargo does not endorse and is not responsible for their content, links, privacy, or security policies. Learn more. This data does not apply to any of WellsCap’s other managed accounts. Directions. Accordingly, WellsCap is posting the top 5 execution venues (as required under MiFID II Regulatory Technical Standard (RTS) 28) and the top 5 execution brokers (as required under MiFID Delegated Regulation Article 65(6) as they relate solely to MiFID accounts. In short, any financial professional should disclose all positions they hold (or have sold short) that they will also be recommending to you. Browse Products Post Jobs Recruiting Solutions Screening HCM Advertise with Us. The objective is to provide as high a level of total return as is consistent with prudent investment risk. When firms are dual-registered as broker-dealers, they may be subject to compensation-related conflicts of interest, including revenue sharing from mutual funds, cross-selling of commissioned insurance products, and the sale of proprietary investment products. *SEC data last verified 01/10/2021. We view life insurance as another asset class, a great diversification tool. Wells Capital Management 100 Heritage Reserve Menomonee Falls WI 53051. During that time he managed over $450 million for foundations and endowments, pension plans, high net-worth individuals, insurance companies and offshore banks. $89261 national avg. As a financial advisory firm, Wells Capital Management can provide a variety of financial planning services for Americans. About Wells Capital Management Gp LLC Analytic Investors, LLC operates as an investment management company. For data support, email "support@investor.com". Catchphrases, including "fee-only," can be helpful; however, Americans often get confused with competitors promoting "fee-based" in response. As a result, we do not support personal reviews on the site. Wells Capital Management offers financial advisor services in 50 states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, Wyoming. He was also a Portfolio Manager for Leylegian Investment Management. Firms that receive a 4.5 or 5-star rating are considered Trusted by investor.com. For example, front running is when a financial professional buys or sell securities ahead of their client. The analysis and reporting data in respect of WellsCap’s RTS 28 and Article 65(6) disclosures can be found using the links on this page. Checks take place monthly. Menu & Reservations Make Reservations . Employers. Wells Capital Management diverse and autonomous teams provide a broad range of investment solutions to clients. This could be detrimental to a client during down markets. AUM includes $95.3B from Galliard Capital Management, an investment advisor that is not part of the WFAM trade/GIPS firm. Wells Capital Management Incorporated is a California Domestic Corporation filed on May 26, 1981. Wells Capital Management, Incorporated ("WellsCap") RTS 28 and Article 65(6) Disclosure WellsCap is a registered investment adviser with the Securities and Exchange Commission and is not a Markets in Financial Instruments Directive (“MiFID”) entity; however, it is obligated by contract to manage certain client accounts in accordance with MiFID II regulations. When? The Company provides investment management services to endowments, … 415-396-8000 Our system found no other disciplinary questions to ask. Wells Capital Management Inc is located in Menomonee Falls, WI, United States and is part of the Financial Planners & Investment Advisers Industry. Financial plans and investment portfolios are always unique to the client's personal financial situation. WellsCap has offices located throughout the United States, as … Firm’s/Financial Professional’s investor.com profile pages may contain certain limited information directly provided to investor.com by the Firm/Financial Professional including, by way of example only, the “Personal Bio,” “Certifications,” and/or “Investment Philosophy” portions of the profile page. Wells Capital Management, Incorporated ("WellsCap"), WellsCap RTS 28 & Art 65(6) Tables (2019) (PDF), WellsCap RTS 28 & Art 65(6) Tables (2019) (XLS), Wellscap Qualitative analysis (2019) (PDF), WellsCap RTS 28 & Art 65(6) Tables (2018) (PDF), WellsCap Qualitative analysis (2018) (PDF), WellsCap RTS 28 Qualitative analysis (2017) (PDF), WellsCap Article 65(6) Tables (2017) (PDF). Prior to founding Weiss Capital Management in April of 1997, Bill was a senior portfolio manager at Brown Brothers Harriman & Co. in New York for ten years. † Global investment talent includes directors and associate level professionals. Prior to joining Hutchinson Capital Management, he worked as a Vice President and Portfolio Manager for Wells Fargo’s Private Asset Management division where he had $450 million under management. © 2021 Reink Media Group LLC. You are leaving the Wells Fargo Asset Management website. Management Performance is subject to the risk that the advisor’s asset allocation and investment strategies do not perform as expected, which may cause the portfolio to underperform its benchmark, other investments with similar objectives, or the market in general. You can view more information on Wells Capital Management Inc including private fund info, contact info, top management and executives, website, email addresses, and more below: We incorporate life insurance in your overall financial plan. Reviews (213) 253-3153 Website. Sales Associate at Wells Capital Management. 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